Quest Fund Placement Ltd. (“Quest Fund Placement”) is incorporated as a limited company in England and Wales with registration number 09738386. Quest Fund Placement Ltd. has its registered office at 10 Queen Street Place, London EC4R 1AG and main place of business at 4th Floor Egyptian House, 170 – 173 Piccadilly, London W1J 9EJ. Quest Fund Placement Ltd. is authorised and regulated by the Financial Conduct Authority (“FCA”) in the United kingdom.
Quest FP (Europe) Limited is a private limited company registered in Malta (Company number C97255) with registered address at 171 Old Bakery Street, Valetta VLT 1455. Quest FP (Europe) Limited is a tied agent of Mirabella Malta Advisers Limited which is licensed and regulated by the Malta Financial Services Authority.
Quest Fund Placement Limited is affiliated to Finanzombudsstelle Schweiz (“FINOS”) in Switzerland pursuant to Art. 77 of the Financial Services Act (“FinSA”). FINOS is a legally recognised ombudsman pursuant to Art. 84 para. 1 FinSA.
In the United States, securities products and investment banking services are offered through BA Securities, LLC. Certain Individuals of Quest Fund Placement Limited are registered representatives of BA Securities. BA Securities, LLC is a member of the Financial Industry Regulatory Authority, Inc. (“FINRA”) and a member of the Securities Investor Protection Corporation (“SIPC”). Quest Fund Placement Limited and BA Securities, LLC are separate and unaffiliated entities.
Quest Fund Placement Limited is not registered in Canada as a dealer and is reliant on the exemption from dealer registration under the National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations (“NI 31-103”). Quest Fund Placement Limited’s head office and principal place of business is in the United Kingdom