Quest Fund Placement Ltd. (“Quest Fund Placement”) is incorporated as a limited company in England and Wales with registration number OC351329. Quest Fund Placement Ltd. has its registered office at 10 Queen Street Place, London EC4R 1AG and main place of business at 4th Floor Egyptian House, 170 – 173 Piccadilly, London W1J 9EJ. Quest Fund Placement Ltd. is authorised and regulated by the Financial Conduct Authority (“FCA”).
Securities products and investment banking services are offered through BA Securities, LLC. in the United States. Certain Individuals of Quest Fund Placement are registered representatives of BA Securities. BA Securities, LLC is a member of the Financial Industry Regulatory Authority, Inc. (“FINRA”) and a member of the Securities Investor Protection Corporation (“SIPC”). Quest Fund Placement LLP and BA Securities, LLC are separate and unaffiliated entities.
Quest Fund Placement is not registered in Canada as a dealer and is reliant on the exemption from dealer registration under the National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations (“NI 31-103”). Quest Fund Placement’s head office and principal place of business is in the United Kingdom.
Quest Fund Placement is affiliated to Finanzombudsstelle Schweiz (“FINOS”) in Switzerland pursuant to Art. 77 of the Financial Services Act (“FinSA”). FINOS is a legally recognised ombudsman pursuant to Art. 84 para. 1 FinSA.